A former Goldman Sachs Group Inc. compliance analyst whose job was to help the bank prevent insider trading was himself charged with insider trading by the Securities and Exchange Commission.
The SEC sued Jose Luis Casero Sanchez on Wednesday, claiming he used his position in the bank’s Warsaw office to access a control room which stored confidential information on “all pending and potential transactions in which the investment bank was involved and advising clients.” He made at least $471,700 in illegal trading profits, the regulator said.
"Trading" - Google News
September 30, 2021 at 02:24AM
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Former Goldman Compliance Analyst Accused of Insider Trading - Bloomberg
"Trading" - Google News
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